AI compliance agents that handle alerts, reports, and DDQs for institutional trading firms without requiring system migration.
TovenAI is a compliance automation platform for institutional trading firms that plugs into existing tools including Global Relay, BlueMatrix, and SMARTS without requiring migration or retraining. The platform handles routine compliance tasks—alerts, research reports, due diligence questionnaires—so senior analysts can focus on cases requiring judgment. Every output is fully auditable with cited rules, timestamps, and disposition records designed to satisfy FINRA examination requirements. TovenAI is a product of TovenAI.